API is a boutique mutual fund family built on a financial services heritage that has endured for over four generations.

David Dillard Basten
President & Chief Investment Officer

As founder of API Funds and Portfolios, it is my honor to work with a team of seasoned professionals who are committed to pooling their experience, approach and principles to help our clients achieve long- term investment success. Together, we have established high standards for disciplined portfolio construction, an established track record, steadfast focus, uncommonly professional customer service, integrity in all we do and dedication for doing what's right for our shareholders.

Our employees possess not only expertise and experience but also an innate sense of quality. They are empowered to do their best and most importantly make a positive difference for you, our client. You can count on us to continue to invest in high-quality people, technology and other resources that will allow our professionals to make sound decisions and then faithfully execute our investment process.

From all of us here at API Funds and Portfolios, we value the opportunity to work with you and your portfolio to achieve success.

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David D. Basten

Contact Information:
434.846.1361, X 10
dbasten@apifunds.com

David Mason Basten
Managing Director

David began his career at API in April of 2001. He is the second largest shareholder of Yorktown Management & Research, the Investment Advisor to the API Fund Family. In addition to his duties as a portfolio manager, David is responsible for expanding API's product distribution capabilities and also serves as an inside director to the API Board.

A graduate of Liberty University, David earned a degree in Multi-Disciplinary studies focusing on Business & Religion.

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David M. Basten

Contact Information:
434.846.1361, X 11
dmbasten@apifunds.com

Charles Foster
Chief Financial Officer

Charles has served as API Funds' Chief Financial Officer since August 1988. A Certified Public Accountant, he worked in public accounting for six years with an international accounting firm.

A native Virginian, Charles graduated from Virginia Polytechnic Institute and State University with a Bachelor of Science degree in Accounting.

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Charles Foster

Contact Information:
434.846.1361, X 14
cfoster@apifunds.com

Austin Basten
Chief Compliance Officer

Austin, a Lynchburg, VA native, joined API Funds in 2004.

He holds a Bachelor of Business Administration degree from Emory University in Atlanta, GA, and also earned a J.D. from the Washington and Lee University School of Law in Lexington, VA.

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Austin Basten

Contact Information:
434.846.1361, X 12
abasten@apifunds.com

Michael Dixon
Portfolio Manager

Mike has over twenty years of experience in the financial services industry.

Immediately before joining API Funds, Mike spent ten years as an Account Manager at Flippin, Bruce & Porter Inc. He previously worked at Davidson & Garrard Inc. as a Research Analyst. Mike began his career at First Colony Life Insurance Company (now part of Genworth Financial) where he held positions as an Investment Accounting Manager and an Investment Accounting System Analyst.

A native of Alliance, OH, Mike graduated from Virginia Polytechnic Institute and State University with Bachelor of Science degrees in both Finance and Management Science.

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Michael Dixon

Contact Information:
434.846.1361, X 19
mdixon@apifunds.com

Brentz East
Portfolio Manager

Brentz is a Lynchburg, VA native and joined API Funds in 2005.

A graduate of Sweet Briar College in Sweet Briar, VA, Brentz earned a Bachelor of Science degree in Computer Science, with a minor in Mathematics.

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Brentz East

Contact Information:
434.846.1361, X 17
beast@apifunds.com

Dennis Stratton
Controller

Dennis joined API Funds as Controller in April 1989. A Certified Public Accountant, he was previously at Coopers & Lybrand for four years.

Dennis graduated from Virginia Polytechnic Institute and State University with a Bachelor of Science degree in Accounting. He is married and has two children.

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Dennis Stratton

Contact Information:
434.846.1361, X 16
dstratton@apifunds.com

Bonnie Harris
Operations Manager

Bonnie has 34 years of investment industry experience. She joined API in 1986 and is responsible for the day-to-day-operations of the API funds.

Bonnie was born and raised in Lynchburg, VA.

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Bonnie Harris

Contact Information:
434.846.1361, X 15
bharris@apifunds.com

Patrick Connors
Regional Sales Director, West Coast

Pat has over 17 years of financial services experience, working with both individual and institutional clients. His prior experience includes serving as a Regional Vice President for Columbia Management, as well as positions at a boutique investment company and a large retirement service provider.

Pat graduated from the University of South Carolina with a Bachelor of Science degree in Management.

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Patrick Connors

Contact Information:
206.406.5087
pconnors@apifunds.com

Randy Erwin
Regional Sales Director, Midwest

Randy is a 27 year veteran of the financial services industry.

Immediately before joining API Funds, he served as Midwest Regional Director at Stadion Money Management. Previously, Randy worked at AXA Distributors, first as a wholesaler and subsequently as Western Division Sales Manager. He started his wholesaling career in 1994, covering banks and wirehouse firms for Essex Corporation. Randy began his career as an independent advisor with IDS/American Express, where he served as both a bank investment advisor and a bank program manager.

A graduate of Southeast Missouri State University, Randy earned degrees in Business Economics and Marketing.

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Randy Erwin

Contact Information:
314.422.5510
rerwin@apifunds.com

Hernaldo Rivera, Jr.
Regional Sales Director, South

Hernaldo has over 22 years of financial services experience. Immediately before joining API in 2014, he spent five years as Regional Vice President at BNY Mellon/Dreyfus Funds. While leading the firm's sales efforts in South Texas and Louisiana, he was a two-time President's Club award winner and was also named Southern Division Wholesaler of the Year in 2013.

Hernaldo graduated from the University of Houston with a Bachelor of Science degree in Economics. He and his wife, Suzanne, live in Houston.

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Hernaldo Rivera, Jr

Contact Information:
713.301.2433
hrivera@apifunds.com

Mike Wooster, CIMA®
Regional Sales Director, Mountain West

Mike began his career in the asset management industry in 2000. He previously served as a Senior Internal Wholesaler for State Street Research and was Regional Director of Principal Funds for ten years. Mike graduated with a bachelor's degree from the University of California. He is a member of the Investment Management Consultants Association and has also earned the right to hold the Certified Investment Management Analyst designation. Mike and his wife, Renee, live in Littleton, CO.

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Mike Wooster

Contact Information:
720.315.3364
mwooster@apifunds.com

Kenan Bell
Senior Sales Associate

Kenan has been with API Funds since 2006. A native of Bridgeport, WV, Kenan earned a Bachelor of Science degree in Information Technology with a minor in Business from Liberty University in Lynchburg, VA. He was recruited on scholarship to Liberty for tennis and played from 2001-2005. Kenan resides in Lynchburg, VA with his wife, Bethany, and daughter, Ivory.

Kenan takes care of the east coast territories and assists all Regional Sales Associates at API Funds.

Prior to joining the API team, he worked as the Marketing Director for HHHunt Properties out of Blacksburg, VA and was the Assistant Tennis Professional for the Greenbrier Resort in White Sulphur Springs, WV.

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Kenan Bell

Contact Information:
434.846.1361, X 18
kbell@apifunds.com

Katy Basten
Regional Sales Associate

Katy joined API Funds in 2013.

She earned a Bachelor of Arts degree in Communications from Mary Baldwin College in Staunton, VA.

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Katy Basten

Contact Information:
434.846.1361, X 22
kbasten@apifunds.com

Natinael S. Kefle
Regional Sales Associate

Natinael serves as Regional Sales Associate for the Northwest and Midwest territories.

He previously worked as a Desktop Support Technician for a telecommunications company in Forest, VA.

Natinael was born in Ethiopia and raised in Katy, TX located in the Houston metropolitan area. Natinael currently resides in Forest, VA.

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Natinael S. Kefle

Contact Information:
800.544.6060, x26
Nate@apifunds.com

Alex Close
Regional Sales Associate

Alex joined the API Team in 2016. He serves as the Regional Sales Associate for the Pacific Northwest and Southwest Territories.

Prior to working at API, Alex played baseball for the Kansas City Royals Minor League System for two years. He is a graduate of Liberty University, where he played baseball and graduated with a B.S. in Business with a focus on Financial Planning in 2015. Alex resides in Lynchburg with his wife Rene.

Alex Close

Isabelle Basten
Administrative Assistant

Isabelle is a native of Lynchburg, VA and joined API Funds in 2013.

Isabelle Basten

Contact Information:
434.846.1361
ibasten@apifunds.com

Photo: View Above The Blue Ridge Parkway

Photo: Mabry Mill, Meadows of Dan, VA

Photo: Shenandoah National Park

Photo: Montpelier, Orange, VA

Photo: The Natural Bridge of Virginia

Photo: Appomattox Court House National Park

Photo: Shenandoah National Park

Photo: Shenandoah National Park

API Funds and Portfolios 2303 Yorktown Avenue Lynchburg, VA 24501 434.846.1361 800.544.6060 (toll free)
API Shareholder Services: 888.933.8274

Distributed by Unified Financial Securities, LLC. (Member FINRA)

Check the background of Unified Financial Securities, LLC on FINRA's BrokerCheck.

You should carefully consider the investment objectives, potential risks, management fees, charges and expenses of the Fund before investing. The Fund's prospectus contains this information and other information about the Fund and should be read carefully before investing. You may obtain a current copy of the Fund's prospectus by calling 800-544-6060. Past performance is no guarantee of future results. The investment return and principal amount value of an investment in the Fund will fluctuate so that an investor's shares when redeemed, may be worth more or less than their
original cost.

©2017 API Funds and Portfolios. All rights reserved.